fix(query): avoid eager UID materialization on posting reads by gooohgb · Pull Request #9809 · dgraph-io/dgraph

gooohgb · 2026-08-06T04:54:16Z

Description

This PR avoids eagerly materializing the full UID slice for posting lists on read paths where that work is not useful or actively bypasses existing optimizations.

Changes:

Gate calculateUids() behind the posting-list cache being enabled, so --cache percentage=0,... does not build and immediately discard a full []uint64.
Avoid using calculatedUids for bounded Uids() reads with First or Intersect, preserving early-stop and compressed-intersection paths.
Reduce Uids() allocation size for bounded and small-intersect reads.
Avoid GetUids() in worker paths that do not consume a full UID list, including count, scalar comparison, has, uid_in, facets, pagination, and intersect paths.
Stop applying a negative first in Uids() at all, on both the memoized and the walk path. The
worker post-filters an index read after handleUidPostings returns, so trimming there discarded
rows the filter never saw; the query layer applies the count itself with x.PageRange.
Clamp a negative offset in uidReadFirst, matching what x.PageRange does with one.

Behavior change

first: -N now returns different results for a query whose index is lossy, or whose per-token lists
are intersected, because the worker no longer trims a posting list ahead of the post-filter. The
previous answer was wrong rather than merely different:

name: string @index(term) .
0x1,0x2 name "great"    0x3,0x4,0x5 name "great wall"

q(func: eq(name, "great"), first: -2)

The term index is lossy, so the bucket for "great" is {1,2,3,4,5} and handleCompareFunction
is what narrows it to the two exact matches. Trimmed to the last two first, the bucket is {4,5},
the filter drops both, and the query answers nothing. It now answers 0x1 and 0x2.

A negative-first read also returns the whole list from the worker rather than the last N, so it
transfers more on a cold read. The equivalent problem for a positive first is not fixed here and
is tracked separately.

Checklist

The PR title follows the
Conventional Commits syntax, leading
with fix:, feat:, chore:, ci:, etc.
Code compiles correctly and linting (via trunk) passes locally
Tests added for new functionality, or regression tests for bug fixes added as applicable

^{Need help on this PR? Tag @codesmith-bot with what you need. Autofix is disabled.}

Summary by CodeRabbit

Performance
- Improved posting-list reads by warming cached UIDs on demand and sharing the result across concurrent readers.
- Optimized UID-only query processing and pagination handling.
- Avoided unnecessary UID materialization for bounded, intersecting, or otherwise full-list queries.
Bug Fixes
- Corrected handling of negative pagination limits and offsets.
- Preserved effective filtering with AfterUid during warmed and unwarmed reads.
- Improved recovery after unsuccessful cache warming.

gooohgb · 2026-08-10T02:49:58Z

Hi, @matthewmcneely , could you please help review this PR? It’s affecting our production memory monitoring metrics and causing alerts. We’d really appreciate it if this could be reviewed and fixed as soon as possible. Thanks!

gooohgb · 2026-08-11T05:21:29Z

Hi @matthewmcneely , thank you for the review. I’ve updated the implementation based on your feedback. Could you please take another look when you have a chance?

gooohgb · 2026-08-12T05:33:53Z

Hi @matthewmcneely, thank you again for the detailed review.

I have updated the implementation based on your feedback. While validating the changes, I also found and fixed a regression affecting negative pagination (first: -N).

The CI checks are currently stuck. Could you please take another look at the updated implementation when you have a chance? Thank you!

gooohgb · 2026-08-17T01:00:51Z

HI, @matthewmcneely , any updates here?

gooohgb · 2026-08-28T09:40:43Z

Hi @matthewmcneely, just following up on #9809. Have you had a chance to review the latest changes and the incremental non-blocking cache-warming follow-up?

Please let me know whether you would prefer to merge the current PR first and handle the follow-up separately, or include it before merging. I’m happy to make any additional changes if needed.

Thanks again for your time and review!

matthewmcneely · 2026-09-01T18:32:24Z

Thanks for the patience, and for the turnaround on both earlier rounds — everything from them is addressed, and the concurrent test has real teeth.

On your merge-order question: I'd fold the non-blocking warm in before merging. When I went looking for how bad the convoy actually gets, it turned out to reach further than the readers of one key. calculateUids holds the published list's write lock across the walk, and the commit path takes that same lock on the serial Raft apply loop, one step ahead of the ProcessDelta that releases waiting reads:

commitOrAbort (worker/draft.go:966)
  -> txn.UpdateCachedKeys        (draft.go:1019)
    -> updateItemInCache -> List.setMutationAfterCommit -> l.Lock()
  -> posting.Oracle().ProcessDelta  (draft.go:1022)

So a slow warm — a large split list is the bad case, since iterate reads every part from Badger under that lock — stalls commits for the whole group, not only the queries touching that predicate. That moved it from "worth doing next" to "worth doing first" for me.

Rather than leave you to do it a third time, I've built on your gooohgb#1 and opened it against your branch: gooohgb#2. Merging it into fix-calculated-uids-materialization folds it into this PR. It's three independent commits — take, change, or drop any of them:

Non-blocking warm. Your design from Product Roadmap #1 (CAS-elected warmer, walk on the private copy, publish under a short write lock with a committedUidsTime recheck), with three changes: needsUidWarm() is checked on the published list under the read lock readFromCache already holds, because clone() never copies currentEntries (posting/list.go:133-148) so your lCopy check was always true; uidWarmState is realigned, since as written it made gofmt -l flag posting/list.go and trunk check would have failed; and the walk is factored into warmCachedUids with the ownership contract written on calculateUids, so it doesn't drift back onto a shared list later. Folded into the same commit: a warm failure now logs and serves the list unmaterialized instead of turning a cache hit into a query error, and the ristretto re-set skips an entry that a rollup dropped mid-warm rather than resurrecting it.
Negative-first tail copy. Your pagination fix is what makes this reachable — the walk now materializes the whole list, and returning the last N as a view pinned all of it. 8MB retained for ten uids on a million-uid list.
uid_in call site. worker/task.go:971 still builds First from int(q.First + q.Offset), the arithmetic uidReadFirst replaces. Latent today, but the invariant should live in one place.

The new lock test deadlocks against the current behavior — it fails in 5s if warmCachedUids is pointed back at the shared list — so it holds the property rather than just describing it. go test ./posting/ -race is green in full, as is ./worker/, and gofmt/go vet are clean.

Have a look when you get a chance. If you'd rather keep #9809 to the change it set out to make, I'm fine taking any of the three separately instead — say which and I'll move them out.

gooohgb · 2026-09-02T01:24:45Z

Hi @matthewmcneely, the changes look great. I’ve merged them into the PR branch. Thank you for your work on this!

matthewmcneely · 2026-09-02T19:32:51Z

Thanks for merging those. I went back over the current state properly and found six things, so there's another PR against your branch: gooohgb#3. Merging it into fix-calculated-uids-materialization folds it into this PR. Three of the six are cleanup after my own last round.

The one worth your attention is that my first finding was pointing the wrong way, and I only caught it by trying hard to disprove it.

I'd reported that the memoized read path should trim a negative first the way the walk path does, so the two agree. Aligning them that way would have broken a query that works today:

name: string @index(term) .
0x1,0x2 name "great"    0x3,0x4,0x5 name "great wall"

q(func: eq(name, "great"), first: -2)

The term index is lossy, so the bucket for "great" is {1,2,3,4,5}, and handleCompareFunction is what narrows it to the two real matches — and it runs in helpProcessTask after handleUidPostings has returned. Trim the bucket to {4,5} first and the filter drops both, so the query answers nothing. x.PageRange behind it can't put back what the worker already discarded. allof is the same shape through intersection instead of post-filtering, since it isn't in calculatePaginationParams' exclusion list and needsIntersect matches it.

So the warm answer was the correct one all along. The trim comes out instead of being extended, which also fixes the cold path — wrong since 441d3033 — and makes warm and cold agree everywhere across a 28-case matrix. The positive-first early stop stays: it's paired with a real saving, and its soundness rests on the exclusion list, which had no test until now.

The other five:

refactor — opt.First is normalized to MaxInt32 at the top of Uids and never reassigned, so the || opt.First == 0 bail-out and the && applyIntersectWith below it are both dead.
perf — the warm give-up you asked about, plus a correction: I said it would self-heal when the cache entry was replaced. It wouldn't. remove-on-update defaults to false, so an ordinary commit applies in place and keeps the entry, and a single failure would have stuck for the life of it. setMutationAfterCommit now lifts the give-up.
fix(worker) — uidReadFirst is mine from last round and adds offset unclamped. offset is parsed with no lower bound, so first: 10, offset: -1 pushes down 9 and returns a uid short; -100 drops the bound entirely.
test — my slice-identity assertion used require.Equal on two *uint64, which reflect.DeepEqual resolves by following the pointers, so it passed for two distinct arrays. It was asserting nothing.
docs — my comment claimed iterating the private copy is safe because setMutationAfterCommit replaces the shared maps. That's true of the one production call site, not of the function: refresh=false writes both in place, and that's a fatal concurrent map access, not a soft race.

Three things I left open, listed in the PR body: a dropped publish still re-arms the warm, so a key that's both read-hot and write-hot can loop on a walk that gets thrown away (mine, from last round, and I under-described that trade — it's bounded to one walk in flight per key, not one per read); the pushdown is still unsound for a positive first on allof, eq over a lossy-only index, and the geo family, which is pre-existing and wants its own change; and I didn't add a cluster test for the eq case above, so that chain is established by reading the code, not by a test.

Have a look when you get a chance. Sorry for the extra round — better than shipping the first version of finding 1.

fix(posting): stop applying a negative first at the posting layer, plus review follow-ups for dgraph-io#9809

gooohgb · 2026-09-03T07:35:01Z

I took a look at fixing positive first pushdown for lossy eq, but it touches a broader set of query-planning and post-filtering paths than expected, so I agree that it should be handled separately.

I’ve reviewed and merged #3. The overall approach and test coverage look great. Thank you for the careful follow-up and for putting all of this together.

matthewmcneely · 2026-09-10T17:40:45Z

Final pass on 2078fd69 — everything from all four rounds is closed, and the merge of #3 was clean (its tree is byte-identical to the branch tip, so it resolved nothing of its own). CI is green across the full matrix, main's six new commits don't touch any file this PR touches, and I re-verified build/gofmt/vet/tests on the merged tree under Go 1.27.0, which is where main has since moved.

Two things done:

Description updated, additively — your text and the footer are untouched, I just added the two changes that arrived late and a short "Behavior change" section. The reason: as written it described only the memory work, and this PR now also changes query results. first: -N over a lossy index answers differently than before (correctly, where it was wrong), and someone writing release notes or bisecting a result change later would have had nothing to go on. Revert it freely if you'd rather word it yourself.

The two follow-ups are filed:

posting: a dropped UID-warm publish re-arms immediately, so a read-hot and write-hot key loops on a discarded walk #9829 — a dropped UID-warm publish re-arms immediately, so a read-hot and write-hot key can loop on a discarded walk. This one is mine, from the non-blocking warm, and I under-described the trade at the time: it buys "no commit stall" at the cost of this. It's bounded to one walk in flight per key rather than one per read, and reads stay correct throughout. The issue writes up the two obvious fixes and why neither works as-is.
query: positive first pushdown is unsound for allof, lossy-index eq, and geo functions #9830 — the positive first pushdown is unsound for allof, eq over a lossy-only index, and the geo family, for the same post-filter-ordering reason. I quoted your note about it wanting its own change.

From my side this is ready to merge.

…lock calculateUids held the published list's write lock across a full walk of the list, which for a multi-part list also reads every split from Badger. The commit path wants that same lock: UpdateCachedKeys -> updateItemInCache -> setMutationAfterCommit, called from commitOrAbort on the serial Raft apply loop, ahead of the ProcessDelta that releases waiting reads. One slow warm therefore stalled every commit for the group rather than only the readers of that key. Warm a private copy instead. A CAS elects one warmer per list, the walk runs on the copy readFromCache already makes, and the result is handed to the published list under a short write lock that drops it if a commit landed meanwhile. A reader that loses the election serves its read unwarmed, which is what every reader did before the optimization existed. Two related fixes on the same path: - A warm failure no longer fails the read. Warming is an optimization, so a transient Badger error reading a split part now logs and serves the list unmaterialized instead of turning a cache hit into a query error. - The re-set that refreshes the ristretto cost skips an entry that was evicted or dropped by a rollup during the warm, rather than resurrecting it. TestWarmCachedUidsWalksWithoutTheCachedListsWriteLock deadlocks against the previous behavior, so it fails when the walk is moved back onto the published list. Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>

…ole walk A negative first has no early stop, so Uids() materializes the entire list before taking the last N off the end. Returning that as a view pinned the full []uint64 for the lifetime of the response: 8MB retained to hand back ten uids on a million-uid list. The retention only became reachable with the negative-pagination fix in 441d303. Before it, the opt.First != 0 stop check truncated the walk to a single posting, so the pinned array was one element long. Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>

The uid_in branch still built ListOptions.First from int(q.First + q.Offset), the int32 arithmetic uidReadFirst was added to replace; MaxInt32 + offset wraps negative there. It is latent today, because calculatePaginationParams forces offset to zero whenever first is the unbounded sentinel and the branch only tests whether the intersection came back non-empty, but the invariant belongs in one place. Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>

Uids() returned a different uid set for a negative First depending on whether calculatedUids happened to be materialized. The memoized branch returned early and skipped the trim at the bottom of the function, so a warm read handed back the whole list where a cold one handed back the last N: first=-2 after=0 isect=nil cold=[8 10] warm=[2 4 6 8 10] first=-2 after=4 isect=nil cold=[8 10] warm=[6 8 10] The warm answer is the correct one, so the trim goes rather than being extended to both paths. Trimming here is unsound for an index read, because the worker post-filters the list afterwards, in helpProcessTask, after handleUidPostings has already returned: handleCompareFunction re-checks the real values when the tokenizer is lossy, and filterGeoFunction re-checks the real geometry. A uid this trim drops is one that filter never sees, and x.PageRange cannot put it back. name: string @index(term) . 0x1,0x2 name "great" 0x3,0x4,0x5 name "great wall" q(func: eq(name, "great"), first: -2) The term index is lossy, so the bucket for "great" is {1,2,3,4,5} and handleCompareFunction is what narrows it to the two exact matches. Trimmed to the last two first, the bucket is {4,5}, the filter drops both, and the query answers nothing. This is what a cold read does today; it is what both reads would do if the paths were aligned the other way. Nothing depended on the trim. Uids has eight production callers, only three can carry a nonzero First, and every one of them sits behind a pagination pass: calculatePaginationParams pushes a count down only when Params.Count != 0, and applyPagination no-ops only when Count == 0 && Offset == 0, so a pushdown always has an x.PageRange behind it. The one caller that does rely on worker-side truncation is `has` at root, which never reaches Uids because checkRoot leaves it with n == 0. The early stop for a positive first stays. It is paired with a real saving -- the read stops rather than materializing the rest -- and its own soundness rests on calculatePaginationParams keeping the functions that read a list per token and intersect them off the pushdown entirely. That was untested, so TestPaginationPushdownExcludesIntersectingFunctions now pins it. Removing the trim also removes a panic: a First of math.MinInt sliced out of range, because negating it wraps back to itself and the length guard then passed. Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>

opt.First is normalized to math.MaxInt32 at the top of Uids and never assigned again, so the `|| opt.First == 0` bail-out cannot fire, and the `&& applyIntersectWith` in the line below it is already known true. Both read as though a zero First takes some other route through the tail, which it does not. Rename applyIntersectWith to postProcess while renaming is cheap: it gates the truncation as well as the intersect, so the name was already wrong. No behavior change. Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>

A failed warm was logged at warning level and then left the list open to being warmed again. Every reader that wins the election on that key repeats the whole walk, and for a multi-part list that means a Badger read per split, so both the wasted work and the log line recur at read QPS. The log rate was the symptom; the repeated walk is the cost. Park the list instead. uidWarmState gains a third state, and a walk that fails leaves it there so no later reader retries. setMutationAfterCommit lifts it again, which matters because remove-on-update defaults to false: an ordinary commit applies in place on the published list rather than replacing the entry, so without that the first failure would stick for the life of the entry. What is left is one attempt, and one log line, per commit to the key -- the same bound doRollup gets from its own per-key dedupe. finishUidWarm now compares and swaps rather than storing, so it is safe to defer alongside abandonUidWarm on the failing path. The warning on the disk path keeps firing unconditionally. It runs per cache miss rather than per read, and it is where an operator should first see that a list has stopped being readable. Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>

uidReadFirst pushes down first + offset, but offset is parsed straight out of the query with no lower bound (params.fill in query/query.go), so a negative one subtracts from the read. `first: 10, offset: -1` pushes down 9 and the query comes back one uid short. A large enough one drops the bound altogether: `first: 10, offset: -100` pushes down -90, and a negative first reads the whole list. Clamp it, which is what x.PageRange itself does with a negative offset when it paginates the result, so the pushdown and the pass behind it now agree. Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>

require.Equal on two *uint64 falls through to reflect.DeepEqual, which follows both pointers and compares the uids they address. The assertion passed for two distinct arrays that happened to start with the same uid, which is exactly the case it was written to rule out: it was meant to show that publishCalculatedUids hands the slice over rather than recomputing it. require.Same compares the pointers. Verified by making publishCalculatedUids copy the slice -- require.Equal still passed, require.Same fails. Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>

The comment on warmCachedUids said iterating the private copy is safe "because setMutationAfterCommit replaces those maps instead of writing into them". That is a property of one call site, not of the function: only the refresh=true path rebuilds committedEntries and committedUids before writing, and refresh=false writes both in place. Production only reaches a cached list through updateItemInCache, which passes true, so the code is correct -- but the comment as written would tell whoever adds the next caller that a refresh=false commit on a published list is fine, and it is not. That one is a fatal concurrent map access, not a race that might go unnoticed. Also softened the justification for swallowing a warm error. Warming must not be the thing that fails a read, but the read often fails anyway on the same unreadable split once it walks the list itself, so claiming the cache "can otherwise serve" it overstated the case. Comments only. Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>

coderabbitai · 2026-09-10T17:43:52Z

📝 Walkthrough

Walkthrough

The change adds a UID warm-state machine, cache-aware UID materialization, safer pagination handling, and query logic that selects UID-only reads only when the request permits it.

Changes

UID materialization and pagination control

Layer / File(s)	Summary
UID warm state and list read semantics `posting/list.go`, `posting/list_test.go`, `posting/size.go`	`List` tracks UID warming with atomic state. Calculated UIDs are published only for matching committed data. `Uids` now handles bounded and negative `First` values explicitly.
Cached posting-list warming `posting/mvcc.go`, `posting/mvcc_test.go`	Cache reads can warm calculated UIDs without blocking readers. Failed or stale walks do not publish results. Cache cost is reset only for the current entry.
Query read planning and pagination bounds `worker/task.go`, `worker/precalculate_uids_test.go`, `query/pagination_test.go`	Worker logic selects `GetUids` only for compatible requests. `uidReadFirst` handles offsets and sentinel values without overflow or negative bounds.

Estimated code review effort: 4 (Complex) | ~45 minutes

Suggested reviewers: matthewmcneely, mlwelles

Merge Risk: 🟠 High · up to 3ee5d

The current code can return incorrect results for bounded intersection queries and can permanently lose cache warming after a commit race. These issues should be fixed before merge.

🚥 Pre-merge checks | ✅ 4 | ❌ 1

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Check name	Status	Explanation	Resolution
Docstring Coverage	⚠️ Warning	Docstring coverage is 33.33% which is insufficient. The required threshold is 80.00%. Docstring coverage is scoped to functions touched by this diff. Analyzed 24 functions across 8 files.	Write docstrings for the functions missing them to satisfy the coverage threshold.

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Check name	Status	Explanation
Description Check	✅ Passed	Check skipped - CodeRabbit’s high-level summary is enabled.
Title check	✅ Passed	The title clearly and concisely describes the main change: avoiding eager UID materialization during posting-list reads.
Linked Issues check	✅ Passed	Check skipped because no linked issues were found for this pull request.
Out of Scope Changes check	✅ Passed	Check skipped because no linked issues were found for this pull request.

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Actionable comments posted: 2

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Inline comments:
In `@posting/list.go`:
- Line 1816: Update abandonUidWarm and its caller to accept the copied
committedUidsTime, and under the cached list lock compare it with the current
cached-list timestamp before storing uidWarmAbandoned. Only mark the warm as
abandoned when the timestamps still match; otherwise leave the newer committed
state unchanged.
- Line 1962: Update the bounded-intersection handling around the postProcess
condition so every compressed or small-intersection result applies a positive
First limit before returning. Preserve existing behavior when First is unset or
non-positive, and ensure First: 1 returns at most one matching UID regardless of
which intersection branch produces the result.

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📒 Files selected for processing (8)

posting/list.go
posting/list_test.go
posting/mvcc.go
posting/mvcc_test.go
posting/size.go
query/pagination_test.go
worker/precalculate_uids_test.go
worker/task.go

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gooohgb requested a review from a team as a code owner August 6, 2026 04:54

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gooohgb force-pushed the fix-calculated-uids-materialization branch from ce28734 to f647955 Compare August 11, 2026 05:17

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perf(posting): non-blocking UID cache warming, plus review follow-ups for #9809 gooohgb/dgraph#2

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fix(posting): stop applying a negative first at the posting layer, plus review follow-ups for #9809 gooohgb/dgraph#3

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Merge pull request #3 from dgraph-io/matthewmcneely/9809-followups-2

2078fd6

fix(posting): stop applying a negative first at the posting layer, plus review follow-ups for dgraph-io#9809

This was referenced Sep 10, 2026

posting: a dropped UID-warm publish re-arms immediately, so a read-hot and write-hot key loops on a discarded walk #9829

Open

query: positive first pushdown is unsound for allof, lossy-index eq, and geo functions #9830

Open

gooohgb and others added 10 commits September 10, 2026 13:43

Avoid eager UID materialization on posting reads

90c2a53

fix: address calculated uid review feedback

0453caf

test: cover calculated uid precache decisions

7fee9f7

fix: serialize calculated uid cache warming

6586b59

perf: avoid write lock on warmed UID cache hits

4319f30

fix(posting): preserve negative first pagination

ed7084b

matthewmcneely and others added 5 commits September 10, 2026 13:43

matthewmcneely force-pushed the fix-calculated-uids-materialization branch from 2078fd6 to 3ee5d24 Compare September 10, 2026 17:43

matthewmcneely approved these changes Sep 10, 2026

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matthewmcneely merged commit 3656273 into dgraph-io:main Sep 10, 2026
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gooohgb commented Aug 6, 2026 •

edited by coderabbitai Bot

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coderabbitai Bot commented Sep 10, 2026 •

edited

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